You’ll learn about the fundamentals of Sarbanes-Oxley and get an introduction to the legislation’s key tenets and industry-accepted frameworks and principles. The role of the SEC and the PCAOB are discussed. Key sections and titles of the SOX Act, CEO/CFO responsibility and certification, financial disclosures and internal controls, conflicts of interest and codes of conduct, whistleblower protection and corporate fraud and white collar criminal penalties are also covered. Hands-on exercises are included on the best practices of SOX Section 404 Internal control documentation.